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Lexicology (from Gr lexis ‘word’ and logos ‘learning’) is the part of linguistics dealing with the vocabulary of the language and the properties of words as the main units of language.
The term vocabulary is used to denote the system formed by the sum total of all the words and word equivalents that the language possesses.
The term word denotes the basic unit of a given language resulting from the association of a particular meaning with a particular group of sounds capable of a particular grammatical employment. A word therefore is simultaneously a semantic, grammatical and phonological unit.
Classification Of Compounds
The great variety of compound types brings about a great variety of classifications. Compound words may be classified according to the type of composition and the linking element; according to the part of speech to which the compound belongs; and within each part of speech according to the structural pattern (see the next paragraph). It is also possible to subdivide compounds according to other characteristics, i.e. semantically, into motivated and idiomatic compounds (in the motivated ones the meaning of the constituents can be either direct or figurative). Structurally, compounds are distinguished as endocentric and exocentric, with the subgroup of bahuvrihi and syntactic and asyntactic combinations. A classification according to the type of the syntactic phrase with which the compound is correlated has also been suggested. Even so there remain some miscellaneous types that defy classification, such as phrase compounds, reduplicative compounds, pseudo-compounds and quotation compounds.
The classification according to the type of composition permits us to establish the following groups:
The classification of compounds according to the structure of immediate constituents distinguishes:
1) compounds consisting of simple stems: film-star;
In what follows the main structural types of English compounds are described in greater detail. The list is by no means exhaustive but it may serve as a general guide.
Derivational compounds or compound-derivatives like long-legged do not fit the definition of compounds as words consisting of more than one free stem, because their second element (-legged) is not a free stem. Derivational compounds are included in this chapter for two reasons: because the number of root morphemes is more than one, and because they are nearest to compounds in patterns.
Derivational compounds or compound-derivatives are words in which the structural integrity of the two free stems is ensured by a suffix referring to the combination as a whole, not to one of its elements: kind-hearted, old-timer, schoolboyishness, teenager. In the coining of the derivational compounds two types of word-formation are at work. The essence of the derivational compounds will be clear if we compare them with derivatives and compounds proper that possess a similar structure. Take, for example, brainstraster, honeymooner and mill-owner. The ultimate constituents of all three are: noun stem + noun stem+-er. Analysing into immediate constituents, we see that the immediate constituents (IC’s) of the compound mill-owner are two noun stems, the first simple, the second derived: mill+owner, of which the last, the determinatum, as well as the whole compound, names a person. For the word honeymooner no such division is possible, since *mooner does not exist as a free stem. The IC’s are honeymoon+-er, and the suffix -er signals that the whole denotes a person: the structure is (honey+moon)+-er.
The process of word-building in these seemingly similar words is different: mill-owner is coined by composition, honeymooner — by derivation from the compound honeymoon. Honeymoon being a compound, honeymooner is a derivative. Now brains trust ‘a group of experts’ is a phrase, so brainstruster is formed by two simultaneous processes — by composition and by derivation and may be called a derivational compound. Its IC’s are (brains+ trust)+-еr1.
The suffix -er is one of the productive suffixes in forming derivational compounds. Other examples of the same pattern are: backbencher ‘an M.P. occupying the back bench’, do-gooder (ironically used in AmE), eye-opener ‘enlightening circumstance’, first-nighter ‘habitual frequenter of the first performance of plays’, go-getter (colloq.) ‘a pushing person’, late-comer, left-hander ‘left-handed person or blow’.
Nonce-words show some variations on this type. The process of their formation is clearly seen in the following examples: “Have you ever thought of bringing them together?” “Oh, God forbid. As you may have noticed, I'm not much of a bringer-together at the best of times.” (Plomer) “The shops are very modern here,” he went on, speaking with all the rather touchy insistence on up-to-dateness which characterises the inhabitants of an under-bathroomed and over-monumented country (Huxley).
Another frequent type of derivational compounds are the possessive compounds of the type kind-hearted: adjective stem+noun stem+ -ed. Its IC’s are a noun phrase kind heart and the suffix -ed that unites the elements of the phrase and turns them into the elements of a compound adjective. Similar examples are extremely numerous. Compounds of this type can be coined very freely to meet the requirements of different situations.
Very few go back to Old English, such as one-eyed and three-headed, most of the cases are coined in Modern English. Examples are practically unlimited, especially in words describing personal appearance or character: absent-minded, bare-legged, black-haired, blue-eyed, cruel-hearted, light-minded, ill-mannered, many-sided, narrow-minded, shortsighted, etc.
The first element may also be a noun stem: bow-legged, heart-shaped and very often a numeral: three-coloured.
The derivational compounds often become the basis of further derivation. Cf. war-minded : : war-mindedness; whole-hearted : : whole-heartedness : : whole-heartedly, schoolboyish : : schoolboyishness; do-it-yourselfer : : do-it-yourselfism.
The process is also called phrasal derivation: mini-skirt>mini-skirted, nothing but>nothingbutism, dress up>dressuppable, Romeo-and-Julietishness, or quotation derivation as when an unwillingness to do anything is characterised as let-George-do-it-ity. All these are nonce-words, with some ironic or jocular connotation.
3. Conversion.
Synchronic approach.
Conversion, one of the principal ways of forming words in Modern English is highly productive in replenishing the English word-stock with new words. The term conversion, which some linguists find inadequate, refers to the numerous cases of phonetic identity of word-forms, primarily the so-called initial forms, of two words belonging to different parts of speech. This may be illustrated by the following cases: work — to work; love — to love; paper — to paper; brief — to brief, etc. As a rule we deal with simple words, although there are a few exceptions, e.g. wireless — to wireless.
It is fairly obvious that in the case of a noun and a verb not only are the so-called initial forms (i.e. the infinitive and the common case singular) phonetically identical, but all the other noun forms have their homonyms within the verb paradigm, cf. (my) work [wэ:k]) — (I)work [wэ:k]; (the) dog’s [dogz] (head) — (many) dogs [dogz] — (he) dogs [dogz], etc.
It will be recalled that, although inflectional categories have been greatly reduced in English in the last eight or nine centuries, there is a certain difference on the morphological level between various parts of speech, primarily between nouns and verbs. For instance, there is a clear-cut difference in Modern English between the noun doctor and the verb to doctor — each exists in the language as a unity of its word-forms and variants, not as one form doctor. It is true that some of the forms are identical in sound, i.e. homonymous, but there is a great distinction between them, as they are both grammatically and semantically different.
If we regard such word-pairs as doctor — to doctor; water — to water; brief — to brief from the angle of their morphemic structure, we see that they are all root-words. On the derivational level, however, one of them should be referred to derived words, as it belongs to a different part of speech and is understood through semantic and structural relations with the other, i.e. is motivated by it. Consequently, the question arises: what serves as a word-building means in these cases? It would appear that the noun is formed from the verb (or vice versa) without any morphological change, but if we probe deeper into the matter, we inevitably come to the conclusion that the two words differ in the paradigm. Thus it is the paradigm that is used as a word-building means. Hence, we may define conversion as the formation of a new word through changes in its paradigm.
It is necessary to call attention to the fact that the paradigm plays a significant role in the process of word-formation in general and not only in the case of conversion. Thus, the noun cooker (in gas-cooker) is formed from the word to cook not only by the addition of the suffix -er, but also by the change in its paradigm. However, in this case, the role played by the paradigm as a word-building means is less obvious, as the word-building suffix -er comes to the fore. Therefore, conversion is characterised not simply by the use of the paradigm as a word-building means, but by the formation of a new word sоlelу by means of changing its paradigm. Hence, the change of paradigm is the only word-building means of conversion. As a paradigm is a morphological category conversion can be described as a morphological way of forming words. The following indisputable cases of conversion have bееn discussed in linguistic literature:
Opinion differs on the possibility of creating adjectives from nouns through conversion. In the so-called “stone wall” complexes the first members are regarded by some linguists as adjectives formed from the corresponding noun-stems by conversion, or as nouns in an attributive function by others, or as substantival stems by still others so that the whole combination is treated as a compound word. In our treatment of conversion on the pages that follow we shall be mainly concerned with the indisputable cases, i.e. deverbal substantives and denominal verbs.
Conversion has been the subject of a great many linguistic discussions since 1891 when H. Sweet first used the term in his New English Grammar. Various opinions have been expressed on the nature and character of conversion in the English language and different conceptions of conversion have been put forward.
The treatment of conversion as a morphological way of forming words accepted in the present book was suggested by the late Prof. A. I. Smirnitsky in his works on the English language.
Other linguists sharing, on the whole, the conception of conversion as a morphological way of forming words disagree, however, as to what serves here as a word-building means. Some of them define conversion as a non-affixal way of forming words pointing out that the characteristic feature is that a certain stem is used for the formation of a different word of a different part of speech without a derivational affix being added. Others hold the view that conversion is the formation of new words with the help of a zero-morpheme.
The treatment of conversion as a non-affixal word-formation process calls forth some criticism, it can hardly be accepted as adequate, for it fails to bring out the specific means making it possible to form, for instance, a verb from a noun without adding a derivational affix to the base. Besides, the term a non-affixal word-formation process does not help to distinguish between cases of conversion and those of sound- interchange, e.g. to sing — song; to feed — food; full — to fill, etc. which lie outside the scope of word-formation in Modern English.
The conception of conversion as derivation with a zero-morpheme, however, merits attention. The propounders of this interpretation of conversion rightly refer to some points of analogy between affixation and conversion. Among them is similarity of semantic relations between a derived word and its underlying base, on the one hand, and between words within a conversion pair,
e.g. 1. action — doer of the action: to walk — a walker (affixation) to tramp — a tramp (conversion);
2. action — result of the action: to agree — agreement (affixation), to find — a find (conversion), etc.
They also argue that as the derivational complexity of a derived word involves a more complex semantic structure as compared with that of the base, it is but logical to assume that the semantic complexity of a converted word should manifest itself in its derivational structure, even though in the form of a zero derivational affix.
There are also some other arguments in favour of this interpretation of conversion, which for lack of space cannot be considered here.
If one accepts this conception of conversion, then one will have to distinguish between two types of derivation in Modern English: one effected by employing suffixes and prefixes, the other by using a zero derivational affix.
There is also a point of view on conversion as a morphological-syntactic word-building means,1 for it involves, as the linguists sharing this conception maintain, both a change of the paradigm and a change of the syntactic function of the word, e.g. I need some good paper for my rooms and He is papering his room. It may be argued, however, that as the creation of a word through conversion necessarily involves the formation of a new word-stem, a purely morphological unit, the syntactic factor is irrelevant to the processes of word-formation proper, including conversion.
Besides, there is also a purely syntactic approach commonly known as a functional approach to conversion. Certain linguists and lexicographers especially those in Great Britain and the USA are inclined to regard conversion in Modern English as a kind of functional change. They define conversion as a shift from one part of speech to another contending that in Modern English a word may function as two different parts of speech at the same time. If we accept this point of view, we should logically arrive at the conclusion that in Modern English we no longer distinguish between parts of speech, i.e. between noun and verb, noun and adjective, etc., for one and the same word cannot simultaneously belong to different parts of speech. It is common knowledge, however, that the English word-stock is subdivided into big word classes each having its own semantic and formal features. The distinct difference between nouns and verbs, for instance, as in the case of doctor — to doctor discussed above, consists in the number and character of the categories reflected in their paradigms. Thus, the functional approach to conversion cannot be justified and should be rejected as inadequate.
Conversion pairs are distinguished by the structural identity of the root and phonetic identity of the stem of each of the two words. Synchronically we deal with pairs of words related through conversion that coexist in contemporary English. The two words, e.g. to break and a break, being phonetically identical, the question arises whether they have the same or identical stems, as some linguists are inclined to believe.1 It will be recalled that the stem carries quite a definite part-of-speech meaning; for instance, within the word-cluster to dress — dress — dresser — dressing — dressy, the stem dresser — carries not only the lexical meaning of the root-morpheme dress-, but also the meaning of substantivity, the stem dressy- the meaning of quality, etc. These two ingredients — the lexical meaning of the root-morpheme and the part-of-speech meaning of the stem — form part of the meaning of the whole word. It is the stem that requires a definite paradigm; for instance, the word dresser is a noun primarily because it has a noun-stem and not only because of the noun paradigm; likewise, the word materialise is a verb, because first and foremost it has a verbal stem possessing the lexico-grammatical meaning of process or action and requiring a verb paradigm.
What is true of words whose root and stem do not coincide is also true of words with roots and stems that coincide: for instance, the word atom is a noun because of the substantival character of the stem requiring the noun paradigm. The word sell is a verb because of the verbal character of its stem requiring the verb paradigm, etc. It logically follows that the stems of two words making up a conversion pair cannot be regarded as being the same or identical: the stem hand- of the noun hand, for instance, carries a substantival meaning together with the system of its meanings, such as: 1) the end of the arm beyond the wrist; 2) pointer on a watch or clock; 3) worker in a factory; 4) source of information, etc.; the stem hand- of the verb hand has a different part-of-speech meaning, namely that of the verb, and a different system of meanings: 1) give or help with the hand, 2) pass, etc. Thus, the stems of word-pairs related through conversion have different part-of-speech and denotational meanings. Being phonetically identical they can be regarded as homonymous stems.
A careful examination of the relationship between the lexical meaning of the root-morpheme and the part-of-speech meaning of the stem within a conversion pair reveals that in one of the two words the former does not correspond to the latter. For instance, the lexical meaning of the root-morpheme of the noun hand corresponds to the part-of-speech meaning of Conversion pairs are distinguished by the structural identity of the root and phonetic identity of the stem of each of the two words. Synchronically we deal with pairs of words related through conversion that coexist in contemporary English. The two words, e.g. to break and a break, being phonetically identical, the question arises whether they have the same or identical stems, as some linguists are inclined to believe.1 It will be recalled that the stem carries quite a definite part-of-speech meaning; for instance, within the word-cluster to dress — dress — dresser — dressing — dressy, the stem dresser — carries not only the lexical meaning of the root-morpheme dress-, but also the meaning of substantivity, the stem dressy- the meaning of quality, etc. These two ingredients — the lexical meaning of the root-morpheme and the part-of-speech meaning of the stem — form part of the meaning of the whole word. It is the stem that requires a definite paradigm; for instance, the word dresser is a noun primarily because it has a noun-stem and not only because of the noun paradigm; likewise, the word materialise is a verb, because first and foremost it has a verbal stem possessing the lexico-grammatical meaning of process or action and requiring a verb paradigm.
What is true of words whose root and stem do not coincide is also true of words with roots and stems that coincide: for instance, the word atom is a noun because of the substantival character of the stem requiring the noun paradigm. The word sell is a verb because of the verbal character of its stem requiring the verb paradigm, etc. It logically follows that the stems of two words making up a conversion pair cannot be regarded as being the same or identical: the stem hand- of the noun hand, for instance, carries a substantival meaning together with the system of its meanings, such as: 1) the end of the arm beyond the wrist; 2) pointer on a watch or clock; 3) worker in a factory; 4) source of information, etc.; the stem hand- of the verb hand has a different part-of-speech meaning, namely that of the verb, and a different system of meanings: 1) give or help with the hand, 2) pass, etc. Thus, the stems of word-pairs related through conversion have different part-of-speech and denotational meanings. Being phonetically identical they can be regarded as homonymous stems.
A careful examination of the relationship between the lexical meaning of the root-morpheme and the part-of-speech meaning of the stem within a conversion pair reveals that in one of the two words the former does not correspond to the latter. For instance, the lexical meaning of the root-morpheme of the noun hand corresponds to the part-of-speech meaning of its stem: they are both of a substantival character; the lexical meaning of the root-morpheme of the verb hand, however, does not correspond to the part-of-speech meaning of the stem: the root-morpheme denotes an object, whereas the part-of-speech meaning of the stem is that of a process. The same is true of the noun fall whose stem is of a substantival character (which is proved by the noun paradigm fall — falls — fall’s — falls’, whereas the root-morpheme denotes a certain process.
It will be recalled that the same kind of non-correspondence is typical of the derived word in general. To give but two examples, the part-of-speech meaning of the stem blackness — is that of substantivity, whereas the root-morpheme black-denotes a quality; the part-of-speech meaning of the stem eatable- (that of qualitativeness) does not correspond to the lexical meaning of the root-morpheme denoting a process. It should also be pointed out here that in simple words the lexical meaning of the root corresponds to the part-of-speech meaning of the stem, cf. the two types of meaning of simple words like black a, eat v, chair n, etc. Thus, by analogy with the derivational character of the stem of a derived word it is natural to regard the stem of one of the two words making up a conversion pair as being of a derivational character as well. The essential difference between affixation and conversion is that affixation is characterised by both semantic and structural derivation (e.g. friend — friendless, dark — darkness, etc.), whereas conversion displays only semantic derivation, i.e. hand — to hand, fall — to fall, taxi — to taxi, etc.; the difference between the two classes of words in affixation is marked both by a special derivational affix and a paradigm, whereas in conversion it is marked only by paradigmatic forms.